Important Legal Information

Conditions of Use

By using this site, you indicate your agreement to the following conditions of use without any limitation or
qualification. Please read the conditions carefully before using this site. Forte Capital Group may at any
time revise these terms and conditions by updating these materials. You are bound by any such revisions
and should therefore regularly visit this page to review the then terms and conditions to which you are
bound.

IMPORTANT CONSUMER INFORMATION

In order for a Registered Representative to conduct non-advisory brokerage business with a client, it is
required that said Representative be duly licensed in that client’s state of residence.
An insurance agent, registered representative, investment adviser representative, or registered
investment advisor may transact business in a state only if appropriately licensed or registered. Followup,
individualized responses to a person in a state by such a firm or individual will not be made without
first complying with appropriate licensing or registration requirements.
For information concerning licensing status or disciplinary history, consumers should contact their state
insurance department or securities law administrator.

JURISDICTIONAL ISSUES

This website is controlled and operated by Forte Capital Group from its office(s) within the state of New
York, United States of America. Forte Capital Group makes no representations that materials on
www.fortecapitalgroup.com are appropriate or available for use in any other locations. Those who choose
to access this site from other locations do so on their own initiative and are responsible for compliance
with local laws.

Forte Capital Group offers insurance and related products through National Insurance Corporation.
Forte Capital Group does not offer securities and does not provide investment advice. Securities are
offered through National Securities Corporation, 1001 Fourth Avenue, Suite 3750, Seattle, WA 98154.
Member FINRA, SIPC. Investment advice is provided through National Asset Management, Inc. 410 Park
Ave, 14 Floor, New York, NY 10022.

NOT AN OFFER TO SELL OR A SOLICITATION TO BUY

The information contained on this website is not an offer to sell or a solicitation to buy any security or
insurance product. No security or other insurance product is offered or will be sold in any jurisdiction in
which such offer or solicitation, purchase or sale would be unlawful under the insurance, securities, or
other laws of the jurisdiction. Some insurance or securities products (or their underlying funds) may not
be available in all jurisdictions and are generally not available for purchase outside of the United States of
America. In addition, any mutual funds, variable insurance products, or variable annuity contracts referred
to on this web site may be offered and sold only to persons in the United States of America. These
products are distributed by National Securities Corporation, whose principal business address is 1001
Fourth Avenue, Suite 3750, Seattle, WA 98154.

DISCLAIMER

The materials on this website, www.fortecapitalgroup.com, are provided “AS IS” and without warranties of
any kind, either expressed or implied, including, but not limited to, implied warranties of merchantability
and fitness for a particular purpose. Forte Capital Group does not warrant that the functions contained in
the materials will be uninterrupted or error-free, that defects will be corrected, or that this website or the
server that makes it available are free of viruses or other harmful components. Forte Capital Group
does not warrant or make any representations regarding the use or results of the use of materials on this
website in terms of their correctness, accuracy, reliability, or otherwise. You (and not Forte Capital
Group) assume the entire cost of all necessary servicing, repair, or correction. Links to other sites can be
accessed through this site. Such external Internet addresses contain information created, published,
maintained, or otherwise posted by organizations independent and not under control of Forte Capital
Group. Forte Capital Group does not endorse, approve, or certify any information, product, or service
referenced or provided at such addresses. The material on this website is provided for informational
purposes only and is not intended and should not be construed as legal, tax, or other professional advice.
It is not a substitute for obtaining legal, tax, or other professional advice from competent, independent
adviser in your jurisdiction.

LIMITATION OF LIABILITY

While Forte Capital Group uses reasonable efforts to include accurate and up-to-date information on this
website, errors or omissions may occur. Forte Capital Group makes no warranties or representations as
to the accuracy of the material on this website. Under no circumstances, including, but not limited to,
negligence by act or omission, shall Forte Capital Group or any party involved in creating, producing, or
delivering this website be liable for any direct, incidental, consequential, indirect, or punitive damages that
result from use of, or the inability to use, the materials on this website, even if Forte Capital Group or a
Forte Capital Group authorized representative has been advised of the possibility of such damages.
Applicable law may not allow the limitation or exclusion of liability of incidental or consequential damages;
as such, the above limitations or exclusions may not apply to you. In no event shall Forte Capital Group
total liability to you for all damages, losses, and causes of action exceed the amount paid by you for
accessing this website. Forte Capital Group assumes no responsibility and shall not be liable for any
damages to, or viruses that may infect, your computer equipment or other property on account of your
access to, use of, or browsing in this website or your downloading of any materials, data, text, images,
video, or audio from this website.

RESTRICTIONS ON USE OF MATERIALS

This site is owned and operated by Forte Capital Group. Permission is granted to display and navigate
around this website with a computer using HTML browser software, solely for personal, non-commercial
use. Any commercial or public use of this website or any portion hereof is strictly prohibited. Except as
otherwise permitted by Forte Capital Group, no materials from www.fortecapitalgroup.com or any other
website owned, operated, licensed, or controlled by Forte Capital Group may be copied, reproduced,
republished, uploaded, posted, transmitted, or distributed in any way. You may download material
displayed on this website for non-commercial, personal use only provided you also retain all copyright
and proprietary notices contained on materials. You may not distribute, modify, transmit, reuse, repost, or
use the content of this website for public or commercial purposes, including the text, images, audio, and
video, without Forte Capital Group prior written permission. Forte Capital Group neither warrants nor
represents that your use of materials displayed on this website will not infringe rights of third parties not
owned by or affiliated with Forte Capital Group

TRADEMARKS/SERVICE MARKS AND COPYRIGHTS

Images displayed on this website are either the property of, or used with permission by, Forte Capital
Group. The use of these images by you, or anyone else authorized by you, is prohibited unless
specifically permitted herein. Any unauthorized use of the images may violate copyright laws, trademark
laws, the laws of privacy and publicity, and communications regulations and statutes. All trademarks,
service marks, trade Financial Consultant Groups, logos, and icons used by Forte Capital Group or any
Forte Capital Group affiliated company are proprietary to Forte Capital Group. Nothing contained on
the website should be construed as granting, by implication, estoppel, or otherwise, any license or right to
use any trade mark or service mark displayed on this website without the written permission of Forte
Capital Group or such third party that may own the trademarks or service marks displayed on this
website. Your use of the trademarks or service marks displayed on this website, or any other content on
this website, except as provided herein, or any other content on this website, except as provided herein,
is strictly prohibited. Inquiries concerning use of Forte Capital Group trademarks, service marks, trade
logos, icons, copyrights, or other intellectual property should be addressed to Forte Capital Group, 80
Broad Street, 29 Floor, New York, NY 10004, United States of America. Any communications or material
you transmit to this website by electronic mail or otherwise, including data, questions, comment, or
suggestions, will not be treated as confidential nor as proprietary and will become the property of Forte
Capital Group or its affiliates. Such communications or material shall be used for any purpose, including,
but not limited to, reproduction, disclosure, transmission, publication, broadcast, and posting.
Furthermore, Forte Capital Group is free to use any ideas, concepts, know-how, or techniques contained
in any communication you send to this website for any purpose whatsoever, including, but not limited to,
developing and marketing products using such information.

TRADEMARK/SERVICE MARK NOTICES

All trademarks, service marks, and logos used by Forte Capital Group or its subsidiaries are registered
trademarks or service marks of Forte Capital Group. We are very protective of our trademarks and
service marks. All use of these marks require our prior written permission. We will file appropriate legal
actions to enjoin the unauthorized use of these marks. Under the law, we may be entitled to collect your
profits, our actual damages, and, perhaps, even our attorneys’ fees. We thank you for your cooperation.

PRIVACY AND CONFIDENTIALITY

Forte Capital Group shall exercise reasonable precautions to maintain the confidentiality of all
information provided by you in connection with accessing this site. Because such information can be
accessed through the Internet, no assurance can be given to you that this information will remain secure.
Forte Capital Group may, at times, disclose such information to its employees, representatives, officers,
agents, or affiliates, as well as any government entity, in the conduct of its business, in order to comply
with applicable rules, orders, subpoenas, or other legal processes, or in order to provide information to
any government agency or official requesting such information, or for any other legitimate business
purpose. This site does not collect personally identifying information about individuals except when
specifically and knowingly provided by such individuals.

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